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IIA IIA-CFSA-INS Exam Syllabus Topics:

SectionObjectives
Risk Management and Governance- Enterprise risk management in financial services
  • 1. Governance structures in regulated industries
    • 2. Operational and compliance risk concepts
      Insurance Industry Audit Focus- Insurance business models and risk exposure
      • 1. Reserving and actuarial assumptions review
        • 2. Underwriting and claims audit considerations
          • 3. Regulatory compliance in insurance operations
            Regulatory and Compliance Environment- Financial services regulatory frameworks
            • 1. Anti-fraud and AML controls in insurance sector
              • 2. Insurance regulatory requirements and standards
                Financial Services Auditing Fundamentals- Audit methodology in financial services organizations
                • 1. Internal control frameworks and application
                  • 2. Risk-based audit planning in financial institutions

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