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Reading questions is one thing; sitting a timed exam is another. The Fast2test desktop and online test engines recreate the pace and pressure of the FINRA General Securities Representative Examination (GS) testing environment, so Series7 exam day feels like just another practice session.
FINRA Series7 Exam Overview:
| Certification Vendor: | FINRA |
|---|---|
| Exam Name: | General Securities Representative Examination (Series 7) |
| Exam Number: | Series 7 (GS) |
| Certificate Validity Period: | No fixed expiration (maintained through FINRA registration and employer sponsorship) |
| Related Certifications: | Series 66 (Uniform Combined State Law Exam) Series 63 (Uniform Securities Agent State Law Exam) Securities Industry Essentials (SIE) |
| Exam Duration: | 225 minutes |
| Real Exam Qty: | 125 scored questions (plus 10 unscored pretest questions) |
| Passing Score: | Approximately 72% |
| Exam Price: | $300 USD |
| Exam Format: | Multiple-choice |
| Available Languages: | English |
| Recommended Training: | Kaplan Financial Education - Series 7 Prep FINRA Official Exam Information STC USA - Series 7 Exam Prep |
| Exam Registration: | Series 7 Exam Page (FINRA) FINRA Registration and Exam Information |
| Sample Questions: | FINRA Series7 Sample Questions |
| Exam Way: | Computer-based exam at authorized testing centers or remote proctored delivery (if available through FINRA/Prometric) |
| Pre Condition: | No formal prerequisites for the Series 7 exam itself, but candidates must pass the Securities Industry Essentials (SIE) exam and be sponsored by a FINRA member firm. |
| Official Syllabus URL: | https://www.finra.org/registration-exams-ce/qualification-exams/series7 |
FINRA Series7 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Topic 1: Job Functions Overview | - Function 1: Seeks Business for the Broker-Dealer
|
FINRA Series7 FAQs: What Every Candidate Asks
The Series7 exam, officially titled General Securities Representative Examination (GS), is the qualifying test for the General Securities Representative (Series 7) certification from FINRA, a credential at the Professional level. Passing it proves you have the skills employers look for in certified professionals, and it can also support progress toward related credentials such as Securities Industry Essentials (SIE), Series 63 (Uniform Securities Agent State Law Exam), Series 66 (Uniform Combined State Law Exam).
The FINRA General Securities Representative Examination (GS) exam gives you 225 minutes to work through 125 scored questions (plus 10 unscored pretest questions) questions. That is a steady pace with little room for second-guessing, so train yourself to read each question once, flag the difficult ones, and keep moving. Before exam day, sit at least two full timed sessions in the Fast2test test engine — when the clock feels familiar, it stops being a threat.
You need Approximately 72% to pass, and the official registration fee is $300 USD. Fall short and you pay that fee in full again for every retake, which makes solid preparation the cheaper option by far. Work through the Fast2test practice questions until you score comfortably above the passing mark, then book your seat.
No formal prerequisites for the Series 7 exam itself, but candidates must pass the Securities Industry Essentials (SIE) exam and be sponsored by a FINRA member firm. Eligibility rules can change over time, so before you register, confirm the latest requirements on the official exam page: FINRA Series7 exam overview.
You can book your Series7 exam through any of these official registration channels:
The exam is delivered as Computer-based exam at authorized testing centers or remote proctored delivery (if available through FINRA/Prometric), so you can pick the option that fits your schedule when you book.
FINRA recommends the following training for FINRA General Securities Representative Examination (GS) candidates:
- FINRA Official Exam Information
- Kaplan Financial Education - Series 7 Prep
- STC USA - Series 7 Exam Prep
Pair that training with the 400 practice questions from Fast2test and you can check your readiness topic by topic before exam day.
Yes. Fast2test offers a free PDF demo for the FINRA General Securities Representative Examination (GS) exam so you can judge the quality of our questions and answers before paying anything. Every purchase also comes with 365 days of free updates, and once that period expires you can extend your update service at a 50% discount.
Your purchase is protected by a 100% money-back guarantee. If you sit the corresponding Series7 exam within 60 days of buying and do not pass, send us a scan of your exam enrollment slip together with your official Score Report (PDF) within 2 days of the exam date — the candidate name must match the payer's name — and we will process your full refund within 7 days. Please note that exams taken within 3 days of purchase, materials downloaded without ever sitting the exam, free products, and expired orders are not covered. If you would rather not have a refund, you can exchange your order for two exam products of equal value, free of charge, and keep the update service on your original purchase.
Delivery is instant: your files are emailed to you within one minute of payment and can also be downloaded directly, with no limit on the number of computers you install them on. If nothing has arrived within 2 hours, contact our customer service team and we will sort it out.
The FINRA General Securities Representative Examination (GS) syllabus is organized into 1 domains. The main areas include Job Functions Overview. Scroll up to the Exam Topics section above for the complete, current outline before you plan your study schedule.
FINRA General Securities Representative Examination (GS) Sample Questions:
Question 1
Convertible preferred stock has all of the following characteristics except:
A. a lower dividend rate than non-convertible preferred
B. required dividend payments to shareholders before any dividends are paid to holders of common stock
C. a requirement for shareholders to always accept the call price when called
D. a dilution of earnings if converted into common stock
Question 2
Bubba Corporation has a registered public offering of 750,000 shares at $40. An underwriter of 30,000
shares is advised by the manager that its retention will be 70%. How many shares may the underwriter
sell to its own customers?
A. 21,000
B. 9.000
C. 30,000
D. as many as it can up to a maximum of 51,000
Question 3
An employer profit sharing plan may be described as:
A. a tax deferral plan
B. an income tax deduction
C. a retirement plan
D. all of the above
Question 4
When pricing callable municipal bonds, the "price to call" is based upon which of the following?
A. sinking fund calls
B. partial calls
C. catastrophe calls
D. in-whole calls
Question 5
Which of the following is available both to owners of stock and owners of limited partnership
participations?
A. deductions for losses in excess of income earned
B. deduction of business expenses from income
C. tax credits
D. a share in the profits from earnings
Solutions:
| Question 1 Answer: C | Question 2 Answer: A | Question 3 Answer: D | Question 4 Answer: D | Question 5 Answer: D |
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