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  • Total Questions: 121
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PECB ISO-45001-Lead-Auditor Exam Syllabus Topics:

TopicDetails
Topic 1
  • Fundamental audit concepts and principles: This section of the exam measures the skills of Internal Auditors and covers the basic concepts and principles related to auditing an OHSMS. It focuses on understanding audit types, methodologies, and the role of audits in compliance and improvement. One skill to be measured is conducting effective audits to assess OHSMS performance.
Topic 2
  • Managing an ISO 45001 audit program: This section of the exam measures the skills of Audit Managers and covers the management of an ongoing ISO 45001 audit program. It focuses on scheduling audits, maintaining auditor competency, and ensuring continuous improvement within the auditing process. One skill to be measured is implementing strategies for effective audit program management.
Topic 3
  • Closing an ISO 45001 audit: This section of the exam measures the skills of Audit Consultants and covers the procedures for concluding an ISO 45001 audit. It emphasizes reporting results, discussing findings with stakeholders, and ensuring follow-up actions are planned.
Topic 4
  • Conducting an ISO 45001 audit: This section of the exam measures the skills of Lead Auditors and covers the execution of an ISO 45001 audit. It focuses on gathering evidence, interviewing personnel, and assessing compliance with OHSMS requirements during the audit process.
Topic 5
  • Fundamental principles and concepts of an occupational health and safety management system: This section of the exam measures the skills of Health and Safety Managers and covers the essential principles and concepts underlying an occupational health and safety management system (OHSMS). It focuses on understanding the framework for managing health and safety risks to prevent workplace injuries and illnesses. One skill to be measured is identifying key components of an effective OHSMS.
Topic 6
  • ISO 45001 requirements for an OH&S MS – Clauses 4 to 10: This section of the exam measures the skills of Auditors related to specific requirements outlined in ISO 45001 about occupational health and safety management systems. It emphasizes understanding clauses that address context, leadership, planning, support, operation, performance evaluation, and improvement. A skill to be measured is applying ISO 45001 requirements to organizational practices.

Reference: https://pecb.com/en/education-and-certification-for-individuals/iso-45001/iso-45001-lead-auditor

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PECB Certified ISO 45001 Lead Auditor Sample Questions:

Which two of the following phrases would apply to " act " in relation to the Plan-Do-Check-Act (PDCA) cycle for a business process?

  • A. Verifying training
  • B. Measuring objectives
  • C. Resetting objectives
  • D. Making improvements
  • E. Auditing processes
  • F. Providing infrastructure
Reveal Solution  Discussion  0

Correct Answer: C,D  🗳️

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An internal auditor of a manufacturer of plastic packaging products for the food industry raised a nonconformity against section 10.2 of ISO 45001 in Report JA202. The nonconformity (NC3) stated: " The level of reported health and safety incidents has increased by 9.7% over the last 12 months. " As the third-party auditor who comes across this nonconformity during a surveillance audit, how would you react? Select one.

  • A. You would find out what corrective action was taken and whether it was effective.
  • B. You would raise a nonconformity since the incident rate had not reduced at the time of the internal audit.
  • C. You would investigate whether the incident rate featured in the previous internal audit report.
  • D. You would ask the OHS Manager why the incident rate was rising by so much in one year.
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

You are conducting an ISO 45001 audit of Widgets Inc.., an organization manufacturing machine parts for the aerospace industry, You find a short entry in the incident report file connecting a machine operator who suffered minor injury to his face four weeks ago when a small ribbon of metal hit him while operating his machine.
The subsequent investigation found that he was not wearing the required protective Personal Protective Equipment (PPE). He was subject to disciplinary action and warned that he would lose his job if it happened again.
Select two option of points of investigation which you would consider in order to determine conformity or nonconformity with clause 10.2 of ISO 45001.

  • A. Interview the operator to check if the was wearing the correct PPE.
  • B. Find out when the operator ' s machine was last subject to a maintenance programme.
  • C. Determine whether the Health and Safety Authority was notified of the incident
  • D. find out whether the operator was sent to the hospital.
  • E. Establish whether the Incident Investigation determined the root cause of the Incident
  • F. Check whether any corrective actions were taken to eliminate or reduce the risk of recurrence of the Incident.
Reveal Solution  Discussion  0

Correct Answer: E,F  🗳️

Explanation: Only visible for Fast2test members. You can sign-up / login (it's free).

Below is a list of potential issues related to the context of organisations. Some of them are internal, and others are external.
Which two are related to external issues?

  • A. New owners of the organisation
  • B. Workers joined a trade union
  • C. New technology available on the market
  • D. Increased number of outsourced processes
  • E. Recently hired workers with limited command of the local language
  • F. Average salaries in the business sector
Reveal Solution  Discussion  0

Correct Answer: C,F  🗳️

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Aitchandness inc, manufactures safety footwear and other items of personal protective equipment (PPE). The organisation applied for ISO 45001 certification, and after the initial certificate audit, the certificate body decided that the audit team leader should carry out a follow-up audit to determine whether the non- conformities could be closed out.
A major non-conformity was raised at Stage 2 because of inadequate storage and handling of chemical used in the production process. Minor non-conformities related to retaining documentation, staff safety training and inadequate testing of emergency procedures.
Select four of the actions which the auditor could take at the follow-up audit to determine the effectiveness of corrective action for the non-conformities.

  • A. Check whether documented procedures for the revised processes have been signed off by the OH and S Manager.
  • B. Inspect the relevant areas to check whether chemical were being stored and handled in a safe manner.
  • C. Interview the OH and S Manager to determine whether additional health and safety objectives have been established.
  • D. Ask whether the organization's internal audit schedule was revised to included more audit associated with the storage and handling of chemicals.
  • E. Determine whether an updated risk assessment has been carried out on the revised chemical storage and handling processes.
  • F. Check that the safety data sheets associated with the chemical being used where checked for completeness.
  • G. Ask to review the latest emergency response drill report to check whether the revised emergency response process is fit for purpose
  • H. Interview staff to see whether they have received training in the revised emergency response procedures.
Reveal Solution  Discussion  0

Correct Answer: A,B,E,G  🗳️

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