CSI Canadian Securities Course Exam 1 - CSC1 Exam Practice Test

A. Margin is established when the dealer memberloansmoney to the client.

B. Margin is discretional for securities with certain price ranges.

C. Short seller can suffer unlimited loss if the price of the security rises rather than fails.

D. There is a timelimit that a short position may be maintained.

A. Provincial saving bond

B. Common shares

C. Exchange-traded fund.

D. Proffered shares

A. $53

B. $57

C. $55

D. $63

A. ICE NGX Canada

B. Toronto Stock Exchange

C. Canadian Securities Exchange

D. Montreal Exchange

A. Retractable common shares

B. Redeemable preferred shares.

C. Callable preferred shares.

D. Retractable bonds and debentures

A. An increase in the participation rate.

B. A decrease in the structural unemployment rate.

C. A decrease in the overall unemployment rate.

D. An increase in the labour force.

A. $3

B. $5

C. $2

D. $0

A. Open market

B. Dealer market system

C. Non-competitive lender.

D. Schedule III banks

A. Boutique firms

B. Retail firms

C. Integrated firm

D. Institution firms

A. Current short-term interest rates foreshadow future long-term rales.

B. investors buying a single long-term bond should be earning the same amount of interest as they would by buying two short-term bonds of equal combined duration.

C. Investors prefer short-term bonds because they are more liquid and less volatile in price

D. The yield curve represents me supply ofand demand tot bones of various terms, which ace primarily influenced by the bigger payers In each sector